【上海 AML Associate-反洗钱专员-外资银行6个月外包岗招聘】-猎头顾问上海招聘信息-猎聘

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Recruiter · 上海任仕达人才服务有限公司

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职位介绍: Job Description: Assist MLRO with AML advisory BAU, Name Screening Dispositions, Suspicious Transactions monitoring and other related work as per MLRO’s list of responsibility: • Manage PBOC & other regulaotry requests survey/assessment; • Produce, review and act on any AML related management information as part of the firm's global/regional MIS reporting framework; • Other ad-hoc duty assigned by the MLRO for assisting Global/Regional/China franchise initiatives by providing consultation advices only, includes but not limited to, - Oversee the development of the firm’s recordation of local GFCC policies and standards and through governance, ensure formal and appropriate review and approval is completed; - Provide clarification, guidance and risk based solutions to the business on global and local policy interpretation; - Act as point of contact with local regulators and law enforcement authorities for AML/CFT related matters in fulfilment of all AML/CFT regulatory requirements; - AML/CFT Prevention through identification and ongoing analysis of risk associated with new products, services, processes, clients and geographies; - Oversee New Business Initiatives, Products and Services; - Oversee identification, risk determination and on-boarding/ongoing due diligence of high risk clients; - Produce, review and act on any AML related management information as part of the firm's global/regional MIS reporting framework; - Primary oversight on AML monitoring of customers and customer transactions; - Subject to local laws and regulations, work with location Compliance in the investigation of suspicious activity, and resultant reporting obligations; - Partner with the LOBs and location Compliance Officers to ensure they understand the AML obligations for the business/location they support; - Assist senior management to enhance and strengthen an AML compliance culture; - Assist in the development, coordination and implementation of AML training and testing programs for the business; - Deliver and track progress of both team and in-country AML training and testing programs to closure; - Manage jointly with the LOBs any internal/external audits & reviews on the local AML Compliance program; - Develop and maintain appropriate reporting channels and mechanisms to ensure Senior Compliance management are made aware of and appropriately consulted in a timely fashion on significant issues or developments related to the execution of in-country MLRO / AMLO duties, and updated on a periodic basis to the status and effectiveness of in-country AML program; - Participate in the local management committee meetings and maintain all the AML-related information/documents that are tabled and/or submitted to the committees; - Review new business initiatives, products and services and address any emerging AML risks; - Partner with local management committee and respective LOBs to conduct Risk Assessments as required; and - Provide country LOB senior management with regular updates on key issues and emerging risks. Requirements: - Law / Accounting / Business / Finance Degree - Minimum 3 years of compliance experience preferably with a global financial institution - Familiar with country AML/CFT requirements - Experience in regulatory investigations, exam and audit management - Meet the 'Fit and Proper' criteria relating to (a) probity, personal integrity and reputation; or (b) competency and capability - Meticulous; - A solution driven approach, with exemplary problem solving skills; - Excellent communication and organizational skills; - Strong analytical ability and logical thinking; - Ability to work under pressure; and - Sound knowledge of local laws and regulations. 职位描述：协助MLRO开展反洗钱（AML）咨询、客户名册筛查处理、可疑交易监控及其他相关工作，具体职责如下： ••• 管理中国人民银行及其他监管机构的调查/评估请求； •• 根据公司全球/区域MIS报告框架，生成、审核并处理与反洗钱相关的管理信息； •• 其他由MLRO临时指派的职责，仅提供咨询建议，以支持全球/区域/中国分支机构的业务发展，包括但不限于： -- 监督公司对本地GFCC政策和标准的记录及治理，确保完成正式且适当的审查与批准； -- 向业务部门提供关于全球及本地政策解读的澄清、指导和基于风险的解决方案； - 作为与当地监管机构和执法部门在反洗钱/反恐融资（AML/CFT）相关事务中的联络人，以满足所有AML/CFT监管要求； - 通过识别并持续分析新产品、服务、流程、客户及地区带来的风险，预防AML/CFT事件； -- 监督新业务项目、产品和服务的推进； -- 监督高风险客户的识别、风险评估以及准入/持续尽职调查工作； --- 按照公司全球/区域管理信息系统报告框架，生成、审核并处理与反洗钱相关的管理信息； - 主要负责客户及其交易的反洗钱监控工作； --- 遵守当地法律法规，在可疑活动调查及相应报告义务方面，与当地合规团队协作。- 与各业务部门及所在地合规官员合作，确保其充分理解所支持企业/地点的反洗钱（AML）义务； -- 协助高层管理团队加强和提升反洗钱合规文化； -- 协助制定、协调并实施针对企业的反洗钱培训与测试计划； -- 负责执行团队及当地反洗钱培训与测试项目的交付，并跟踪其完成进度； -- 与各业务部门共同管理本地反洗钱合规计划的内外部审计与审查工作； -- 建立并维护适当的报告渠道与机制，确保高级合规管理层能够及时获知并得到适当咨询有关在地MLRO/AMLO职责执行的重大事项或进展，并定期更新在地反洗钱计划的运行状况与有效性； -- 参与当地管理委员会会议，并妥善保存提交至委员会的所有与反洗钱相关的信息和文件； -- 审查新的业务举措、产品和服务，并应对可能出现的反洗钱风险。与当地管理委员会及各相关部门合作，根据需要开展风险评估；和向国家业务部门的高级管理层定期提供关键问题和新兴风险的最新信息。要求： -- 拥有法律、会计、商业或金融相关学位； -- 至少3年合规工作经验，优先考虑在国际金融机构任职经历； -- 熟悉所在国家的反洗钱/反恐融资（AML/CFT）要求； -- 具备监管调查、内部审计及管理经验； -- 符合“适当性”标准，即：(a) 诚信、个人操守和声誉；或 (b)) 能力与资质； -- 工作细致严谨； -- 善于解决问题，具备出色的解决方案能力； -- 具备优秀的沟通与组织能力； -- 强大的分析能力和逻辑思维能力； -- 能够在高压环境下工作。和熟悉当地的法律法规。

其他信息: 语言要求：普通话 + 英语; 行业要求：银行

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